2007
The right to social security: Can it be brought to court?
Christian Courtis
International Commission of Jurists
The right to social security has been successfully brought before international and regional courts and bodies that are empowered to receive applications or complaints and consider alleged violations of rights categorized a priori as civil or political. This became possible when the interconnection between the right to social security and other rights and principles was demonstrated. Although this type of indirect protection has proved to be significant, there are still aspects of social security that are poorly served by it or excluded from it. The development of direct justiciability mechanisms would rectify this situation.
See
the originial thematic report in Spanish
1.
Introduction
The right to social security
has been included in the catalogue of human rights since the adoption of the
Universal Declaration of Human Rights itself in 1948 (see Article 22).
It is also enshrined in a significant number of global and regional human rights
treaties and in instruments adopted by the International Labour Organization
(ILO).
Nothing of what is said here is intended to deny the conceptual possibility of
regarding the right to social security as an actionable right.
National experiences demonstrate that the right to social security, including
rights derived from social security regimes, together with employment rights,
are areas in which litigation precedence is firmly established at a local level,
both in developed and developing countries. However, at an international level,
the scope of direct justiciability on this right has been limited, due
particularly to the persistence of various restrictions that limit
justiciability on economic, social and cultural rights. Nevertheless,
adjudication on the right to social security falls within the judicial or
quasi-judicial brief of global and regional human rights courts and bodies that
are empowered to receive applications, petitions and complaints.
This report will endeavour to present several different ways in which various
aspects of the right to social security – through its interconnection with
other rights – have been addressed by courts and bodies empowered to consider
alleged violations of rights categorized a
priori as civil or political.
Without pretension to being exhaustive we will consider below three principal
means of indirect protection for aspects of the right to social security: a)
aspects of social security as a component of interests protected under the right
to property; b) procedural aspects relating to due process guarantees and
effective judicial tutelage of the right to social security; and c) the
prohibition of discrimination and the equality principle as applicable to the
right to social security.
Petition mechanisms in international and regional human rights bodies
At an international level, there is still no
mechanism for applications and petitions that facilitates the presentation
of complaints about violations of rights embodied in the International
Covenant of Economic, Social and Cultural Rights (ICESCR). However,
Article 24 of the ILO Constitution entitles unions and employers’
organizations to present ‘claims’ in the case of inadequate compliance
by the state with a convention that it is party to. This includes
conventions relating to social security such as Conventions 102, 121, 128,
130, 168, 103 revised, 118 and 157, among others.
In Europe the Additional Protocol to the European Social Charter, which
establishes a system of collective complaints, allows legitimate
stakeholders to present complaints alleging an unsatisfactory
implementation of obligations arising from the European Social Charter of
1961, or its revised version of 1996, by a state that is party to it.
The Inter-American human rights system allows for the presentation of
individual petitions to the Inter-American Commission on Human Rights
alleging violations of the right to social security as established by
Article 16 of the American Declaration of the Rights and Duties of Man.
Additionally, arguments have been made supporting the possibility of
taking questions relating to direct violations of the right to social
security to the Inter-American Court of Human Rights, but the practical
application of this has thus far been disappointing.
|
2.
The protection of the right to social security through the right to
property
One of the indirect forms of protection for the right to social security has
been the inclusion of rights and expectations relating to social security
benefits among the interests protected by the right to property. We will now
examine how this protection functions in two regional human rights systems, the
European and the Inter-American.
2.1.
European human rights system
In the European system of human rights, this form of protection has
manifested through the application of Article 1 of Protocol No. 1 to the European
Convention for the Protection of Human
Rights and Fundamental
Freedoms. The central issue is the scope of the terms “property” or
“possessions” in the article’s text. A narrow consideration of these terms
could limit the scope of the article, for example, to property understood only
in the sense of physical property or property already incorporated in a
person’s total assets. But a wider interpretation of interests that can be
included in the terms “property” or “possessions” would allow for a
looser notion of “property” that, given the fulfilment of certain
conditions, incorporates the expectation of receiving a pension, or other form
of money transfer, and of its maintenance, updating or adjustment, among other
possibilities.
The old European Commission of Human Rights and the current European Court of
Human Rights have clearly leaned towards this second possibility and have
considered in many cases that social security benefits – including both
contributory and non-contributory benefits – constitute “property” or
“possessions”, as referred to in Article 1 quoted above, and that they
therefore deserve protection against state actions that prejudice their peaceful
enjoyment.
So, for example, even in 1971 the now inexistent European Commission of Human
Rights held that “while it is clear that no right to a pension is as such
included in the Convention (European Convention on Human Rights), the making of
compulsory contributions to a pension fund may, in certain circumstances, create
a property right in a portion of such fund and that such right may be affected
by the manner in which the fund is distributed.”
The European Court of Human Rights has upheld this interpretation in many cases.
The Court has also held that rights deriving from the payment of contributions
to social security systems are pecuniary rights as defined in Article 1 of
Protocol No. 1 to the European Convention.
For example in the case of Willis v.
United Kingdom, the European Court considered that the right to receive a
widow’s payment and a widowed mother’s allowance from a contributory regime
constituted a pecuniary right as defined in Article 1 of Protocol No. 1 to the
European Convention.
The Court has repeated this criterion in many other cases.
Once the protection of social security benefit rights through the right to
property is established, it is necessary to examine the criteria used by
European human rights system bodies to determine the existence of a violation of
such right in relation to pensions and other social security benefits.
It should be remembered that in regard to economic and social policy, the
European Court has developed the notion of “margin of appreciation”, which
implies a certain deference in court deliberations towards state decisions on
questions of public policy, both in regard to its ends and the means chosen to
achieve them. In social security, with its need for complex system management,
this notion has been reflected in the opinion of the Commission, subsequently
adopted by the European Court, that the acknowledgement of the possible
extension of property right protection to social security benefits does not
imply the guaranteeing of the right to a particular amount. Neither does it
signify the right to the establishment of specific types of benefit, given that
the state has a wide discretional margin to create and design social security
schemes and their mode of finance. And even in the case of public policy
objectives that need to be prioritized, the state has a certain margin to choose
the means and timetable for their accomplishment. Finally, in order to establish
the existence of a pecuniary right, the Court requires that the person alleging
a violation meets the conditions prescribed by the relevant national law for
obtaining the claimed benefit.
Having said that, however, it is necessary to emphasize that the state’s
margin of appreciation is not unlimited, and that, in several cases, the
European Court determined that measures adopted by the state in question
constituted an unjustified interference in the applicant’s enjoyment of the
right to property. We will therefore examine which criteria have been employed
by European system bodies to determine an infringement of the duty of respect
for the right to property in relation to social security.
Reductions that affect the substance of a right
In its final report on the Müller v.
Austria case, the European Commission
held that “a substantial
reduction of the amount of the pension could be regarded as affecting the very
substance of the right to retain the benefit of the old age insurance.” It
could then be asked what degree of reduction would affect the very substance of
the right. Although European jurisprudence does not provide mathematical
formulas, it does at least provide some useful guidelines to categorize the
degree of effect. In this case, the European Commission decided that a reduction
of approximately 3% in the pension – the difference claimed by the applicant
in this case – did not affect the substance of the right. At the opposite
extreme, in the case of Kjartan
Asmundsson v. Iceland, the European
Court held that the cessation of a social security disability benefit resulting
from a work-related injury represents an unjustified interference in the right
to property of the victim.
And in the case of Wessels-Bergervoet v. The Netherlands, which is not
directly related to a reduction in the amount of a social security benefit, the
Court provides a guideline that, by analogy, can be significant in determining
the effect on the substance of the right. In this case, the Court considered
that a difference of 38% between the pension received by the woman applicant and
the one she would have received in the same conditions had she been a man,
constituted an unjustified and discriminatory difference in treatment.
It could be argued that this percentage represents at least a guideline for what
constitutes an intolerable difference in the area of social security.
Discrimination and violations of the equality principle
In a series of cases, the European Court has considered allegations of
discrimination or violations of the equality principle in relation to protection
derived from the right to property as applied to social security rights. These
cases will be examined in section 4, which is exclusively devoted to the issues
of discrimination and violation of the equality principle in relation to this
matter.
Res judicata violation and non-compliance with judgments
Another criterion used to determine an unjustified effect on the right to
property is the lack of respect by a state for final judgments that fix the
amount of the benefits. So, for example, in the case of Pravednaya v. Russia,
the European Court determined that the retroactive application of a regulation
and the reopening of a case in order to modify a final judgment constituted
unjustified interference with the applicant’s right to property.
In another series of cases relating to compensation for work-related sickness
and accident, pension readjustment and maternity benefits,
the Court held that the state’s non-compliance with judgments that required it
to pay such benefits also constituted violations of the right to property.
In summary, in all these cases the Court considered that the validity and amount
of a social security benefit determined in a final judgment formed part of the
beneficiary’s assets.
2.2. Inter-American
human rights system
Although the experience of the inter-American system of human rights in this
area is less, there are precedents for such cases. In this system, protection of
the right to property is based on Article 21 of the American Convention on Human
Rights.
In an early case the Inter-American Commission on Human Rights erred but
fortunately this was corrected in later proceedings. In its Final Report on the Marzioni
case, the Inter-American Commission adopted a very narrow notion of property,
rejecting the possible inclusion in such a concept of work-related injury
compensation
– which, incidentally, is included among the social security “branches”
stipulated in ILO Convention No. 102.
However, the Commission reviewed its position on this in the case of Five
Pensioners v. Peru, which was finally submitted for consideration by the
Inter-American Court of Human Rights. The case involved the modification of
pension amounts established by law, and the non-compliance by the Peruvian state
with court judgments that held the reduction of the petitioners’ pensions to
be illicit and determined the amount to be paid. The Inter-American Court
considered that, once the conditions established by law were fulfilled, the
pension constituted an acquired right of the victims and in consequence had been
incorporated in their total assets and was thus subject to protection through
the right to property.
Consequently, the Court determined that the arbitrary modification of the
pensions’ amount (as high as 78%) constituted a violation of the right to
property. The Court, in a similar
conclusion to that of European Court jurisprudence, also determined that the
refusal of the state to fully pay pensions, the amount of which was determined
by final judgment, constituted a violation of the right to property enshrined in
Article 21 of the American Convention.
3.
Protection of the right to social security through the right to fair
trial guarantees and effective judicial recourse
Both the European Court of Human Rights and the Inter-American Court of
Human Rights have considered cases of social security benefits being affected by
violations of due process and the obligation to provide effective judicial
tutelage in the event of violations of fundamental rights.
Fair trial guarantees enshrined in regional human rights
instruments
European Convention on Human Rights and Fundamental Freedoms
Article 6: Right to a fair trial
1. In the determination of his civil
rights and obligations or of any criminal charge against him, everyone is
entitled to a fair and public hearing within a reasonable time by an
independent and impartial tribunal established by law. Judgment shall be
pronounced publicly but the press and public may be excluded from all or
part of the trial in the interests of morals, public order or national
security in a democratic society, where the interests of juveniles or the
protection of the private life of the parties so require, or to the extent
strictly necessary in the opinion of the court in special circumstances
where publicity would prejudice the interests of justice.
American Convention on Human Rights
Article 25: Judicial protection
1. Everyone has the right to simple and prompt recourse, or any other effective recourse, to a competent court
or tribunal for protection against acts that violate his fundamental
rights recognized by the constitution or laws of the state or by this
Convention, even though such violation may have been committed by persons
acting in the course of their official duties.
2. The States Parties
undertake: a) to ensure that any person claiming such remedy shall have
his rights determined by the competent authority provided for by the legal
system of the state; b) to develop the possibilities of judicial remedy,
and c) to ensure that the competent authorities shall enforce such
remedies when granted.
Article 8: Right to a fair trial
The text of Art 8.1 of the American Convention on Human Rights avoids
the discussions that arose in the European Court of Human Rights about the
“civil nature” of a dispute, as it explicitly acknowledges its
application to the “determination of […]rights and obligations of a
civil, labor, fiscal, or any other nature.”
In relation to this, and looking only at social rights issues, the Court
has applied Article 8.1 to employment-related cases (Baena and others v. Panama, Acevedo
Jaramillo v. Peru and Dismissed
Congressional Employees v. Peru),
and to proceedings for independent legal status acknowledgement and the
award of collectively owned land titles for indigenous communities (in the
cases Awas Tingni v. Nicaragua, Yakye
Axa v. Paraguay and Sawhoyamaxa
v. Paraguay).
|
3.1.
European human rights system
The European Court has an extensive
jurisprudence covering the application of Article 6.1 of the European Convention
on Human Rights, with a series of cases referring to rights related to social
security, including welfare assistance. Part of the initial discussion on this
subject related to the need to interpret the scope of the text of Article 6.1 on
the “determination of his civil rights and obligations.”
In the case of Feldbrugge, the Court discussed the applicability of
Article 6.1 to a payment continuity dispute in regard to an unemployment
sickness allowance derived from public health insurance. The Court, taking into
account a series of factors – among them the economic and personal nature of
the right, its link with the work contract and its affinity with private
insurance schemes – determined that, under Article 6.1, it could be considered
a civil dispute. In the case of Deumeland,
the applicant was claiming the payment of a supplementary widow’s pension, as
her husband had died in a work accident. Based on the criteria employed in the
previous case, the Court concluded that the dispute could be considered civil
and thus article 6.1 was applicable to the case.
In the case of Salesi, the Court had to consider the applicability of
Article 6.1 to determination of legitimacy proceedings for a monthly disability
benefit. Unlike the Feldbrugge and Deumeland cases, in which the
type of benefit was directly or indirectly linked to an employment relationship
and to a contributory scheme, here the benefit was entirely financed by public
funds and therefore the case did not strictly speaking fall within the sphere of
“social security” but rather in the sphere of “welfare assistance”.
The Court held that:
Certainly there are differences between the two [welfare assistance and
social security], but they cannot be regarded as fundamental at the present
stage of development of social security law. This justifies following, in
relation to the entitlement to welfare allowances, the opinion which emerges
from the aforementioned judgments as regards the classification of the right to
social insurance benefits, namely that State intervention is not sufficient to
establish that Article 6 para. 1 is inapplicable.
As in the two cases previously referred to, other considerations argue in favour
of the applicability of Article 6 para. 1 in the instant case. The most
important of these lies in the fact that despite the public law features pointed
out by the Government, Mrs Salesi was not affected in her relations with the
administrative authorities as such, acting in the exercise of discretionary
powers; she suffered an interference with her means of subsistence and was
claiming an individual, economic right flowing from specific rules laid down in
a statute giving effect to the Constitution.
The Court therefore determined that there were no reasons for a conclusion
different to those in the cases of Feldbrugge
and Deumeland, and considered that
Article 6.1 was applicable to the circumstances under examination.
Given these and other precedents, in subsequent cases disputes over the
applicability of Article 6.1 to social security issues became practically
inexistent. The Court applied Article 6.1 to proceedings for work-related injury
and sickness compensation,
pension readjustment,
maternity benefits
and income for life from a retirement fund.
Having dealt with the question of the applicability of Article 6.1 to
proceedings relating to social security benefits and contributions, we will now
examine which components of the right to a fair trial and to due process
guarantees were applied by the European Court to cases of interest here, without
prejudice to the applicability of other component elements of such guarantees
developed in the Court’s jurisprudence.
Equality of arms
and the public and oral nature of proceedings
Some of the cases referred to involved disputes about respect for the
principle of equality of arms that is inherent to the notion of due process,
particularly during the administrative process that commonly takes place in many
social security systems before recourse to judicial proceedings.
In the previously cited Feldbrugge
case, the Court held that the process that determined the discontinuation of an
unemployment sickness allowance failed to guarantee the petitioner’s rights to
be heard, to present written arguments or to consult and object to evidence in
the case file. The Court also considered
that the process seriously limited the applicant’s right to question the
decision of the medical board that decided her case.
In consequence the Court ruled that the state had violated Article 6.1 of the
European Convention.
Reasonable timescale
One of the components of the notion of a fair trial and due process invoked
in the context of proceedings relating to social security is the right of the
applicant to obtain a ruling that ends the dispute in a reasonable time. This
principle is particularly important in the area of social security, given the
life-sustaining nature of its benefits.
In the case of Deumeland, for example,
the Court ruled that the duration of the determination process for the claimed
benefit (ten years, seven months and three weeks) violated the principle of
reasonable timescale enshrined in Article 6.1 of the European Convention. The Court emphasized that
social security cases require “particular diligence.”
Respect for res judicata and
judgment compliance
The Court has also applied the requirement of respect for res
judicata, as an obligation of the state, to cases relating to social
security benefits, and has held in a significant number of cases that the state
violated Article 6.1 through non-compliance with judgments obliging it to pay
benefits of an amount judicially determined, or through an absence of respect
for final judgments as in the establishment of means to reopen and examine cases
that had already been decided.
In several cases the European Court has expressly emphasized that a state’s
claim to having insufficient resources does not constitute a valid excuse for
non-payment of a judicially established debt.
3.2.
Inter-American human rights system
The Inter-American Court has in turn applied American Convention on Human
Rights Article 25 (the right to judicial protection) in proceedings on a claim
for pension readjustment by the petitioners in the case of Five Pensioners v. Peru.
Although the representatives of the victims invoked Article 8.1 of the American
Convention (equivalent to Article 6.1 of the European Convention), the Court
refused to consider this due to insufficient evidence in the case file. In this
case, the Court considered the state’s non-compliance with a judgment that
obliged it to pay pensions in accordance with the petitioners’ claim.
Similarly to its European equivalent, but on the basis of a different juridical
categorization, the Inter-American Court determined that the Peruvian state’s
non-compliance, over a period of eight years, with judgments requiring it to pay
pensions in accordance with the petitioners’ claim constituted a violation of
the right to effective judicial tutelage.
4.
Protection of the right to social security through the principle of
equality and the prohibition of discrimination
A third way of protecting the right to social security through human rights
instruments that allow the presentation of applications or petitions, is its
articulation with arguments based on the violation of the principle of equality
and the prohibition of discrimination. The strategy in such cases is to denounce
the existence of unjustified or discriminatory distinctions relating to social
security, for example in terms of the conditions of access to certain benefits
or the amount of the benefits. This strategy has also been accepted in national
courts of different jurisdictions around the world.
In some international human rights instruments – such as the International
Covenant on Civil and Political Rights (ICCPR)
and the American Convention on Human Rights
– the clauses enshrining the right to equal protection from the law and the
prohibition of discrimination are general and therefore are also applicable to
rights and regulations that are not included in the list of rights established
in the instruments themselves. Consequently, these provisions can be directly
invoked where social security legislation, or the practice of entities in charge
of applying it, violates the principle of equality and the prohibition of
discrimination.
Other instruments, such as the European Convention on Human Rights, limit the
application of the provision that enshrines the principle of equality and the
prohibition of discrimination to rights established in the instrument itself.
Here, therefore, in bringing actions relating to social security it is necessary
to relate the clause with the alleged violation of a right protected by the
European Convention or by its additional Protocols.
We will now examine how the principle of equality and the prohibition of
discrimination are dealt with in different human rights protection systems in
relation to social security.
4.1.
Universal system of human rights
Within the framework of the universal system for the protection of human
rights, the Human Rights Committee – a body that monitors compliance with the
ICCPR – has had several opportunities to consider alleged violations of the
principle of equality and the prohibition of discrimination.
In two already classic cases in its jurisprudence, Zwaan de Vries v. The Netherlands
and Broeks v. The Netherlands,
the Committee determined that Dutch unemployment compensation legislation
discriminated against married women by imposing access conditions on them that
were not required in the case of married men in the same situation. The
Committee held that this different treatment on the basis of gender constituted
a violation of ICCPR Article 26.
In a recent case the Committee reached a similar conclusion, this time with
regard to distinctions established by Colombian legislation in relation to
pension transfer. The Committee considered that the distinction made on the
basis of the sexual orientation of the petitioner – the partner of the dead
beneficiary – was discriminatory, because the law provided protection to
common law partners of different gender but not to partners of the same gender.
4.2.
European human rights system
The European Court of Human Rights has considered a series of cases
involving alleged discrimination, or violation of the principle of equality, in
terms of the protection derived from the right to property as applied to social
security rights. The Court held that the protection of the right to property
established in Article 1 of Additional Protocol No. 1 to the European Convention
on Human Rights does not imply a right to acquire property, nor does it
prescribe any restriction on the state’s freedom to establish any type of
social security scheme or to set the type and amount of the benefits in such a
scheme. However, if the state creates a benefits or pensions system, it should
do so in a way that is compatible with article 14 of the European Convention,
that is, in a way that respects the principle of equality and the prohibition of
discrimination.
In the case of Stec and others v. United
Kingdom, the applicants alleged that the establishment of the retirement age
as the limit for the payment of a work-related accident compensation allowance
was discriminatory, as in the United Kingdom there is a different retirement age
for men and women (65 for men and 60 for women).
The Court considered two questions separately. First, it concluded that linking
the payment of the work accident compensation allowance with the normal
employment period, and establishing its limit as the retirement age, had a
legitimate purpose and was therefore reasonable. It then considered the
gender-related difference in retirement age. On this point the Court found that
a different retirement age for men and women was originally justified as a
measure aimed at correcting existing inequalities between men and women and
therefore could be considered reasonable, but that the difference in treatment
should cease when social and economic changes remove the need for special
treatment for women.
However, the Court indicated that as this social change has been gradual it is
not possible to determine an exact moment in time when the differential measure
becomes disproportionate. The Court also pointed out that, after a national
consultation process, the state has adopted measures to correct this
differentiated treatment by establishing a gradual gap reduction scheme in
stages. The Court concluded that, given the original justification of the
differentiated treatment and the gradual change in the social and economic
position of women, the measures and timescale chosen by the state to equalize
retirement ages were not so manifestly unreasonable as to exceed the wide margin
of appreciation that it has in these matters. In consequence it considered that
there was no violation of Article 14 of the Convention, in relation to Article 1
of Protocol 1.
In two other cases, involving access to social security benefits, the European
Court considered legal distinctions based on the national origin of the victims
(which, it should be remembered, is one of the bases for discrimination that is
prohibited by Article 14 of the European Convention on Human Rights).
In the case of Gaygusuz v. Austria,
the Court had the opportunity to consider the compatibility of the prohibition
of discrimination with the Austrian regulation for the granting of emergency
social benefits in cases of unemployment benefit cessation.
The applicant had met all of the benefit access conditions – among them having
contributed to the unemployment insurance fund – except the one of having
Austrian nationality. The Court rejected the government’s arguments and ruled
that the distinction based on nationality lacked objective and reasonable
justification and was therefore discriminatory. In the case of Koua
Poirrez v. France, the applicant – a disabled person originally from Côte
d’Ivoire – contested the denial of a disability benefit on the grounds of
nationality. Again the Court decided that the distinction on the basis of
nationality lacked objective and reasonable justification and was therefore
discriminatory, violating Article 14 of the European Convention in relation to
Article 1 of Protocol No. 1.
5.
Final considerations
This outline jurisprudence survey has demonstrated that an appreciable
proportion of right to social security aspects have been taken up by
international courts and human rights bodies through their interconnection with
other rights and principles.
It is relevant here to evaluate the degree of coverage offered by these indirect
forms of protection in order to determine what would be added by direct
justiciability for the right to social security at an international level.
The forms of indirect protection of the right to social security presented in
this paper include both substantive and procedural aspects.
On the substantive side, protection through the right to property has proved
useful in protecting access to social security benefits already established by
law, ensuring their payment and maintaining their integrity. This type of
protection functions particularly well in states with a broad-based social
security regime that is sufficiently disciplined from a regulatory point of
view. Here, even in the case of non-contributory benefits, the degree of
tutelage will be greater the more that conditions of access to the benefit are
clearly established by law and, conversely, it will be lesser to the extent that
access is left to the discretion of the authorities – a state of affairs that
regrettably continues to be the norm in regard to social assistance in many
countries, including those of Latin America.
The protection of the integrity of benefits is not absolute but relative and
leaves the state with a margin of appreciation to implement modifications
provided that they have legitimate ends and the measures adopted are
proportionate to them. However, this tutelage establishes some limits to the
margin of appreciation, basically in the form of requiring respect for the
substance of the right – in other words, the reasonability of the restriction
or limitation – and respect for court judgments that end a dispute.
The substantive aspect of protection is complemented by the principle of
equality and the prohibition of discrimination. The use of these principles
allows some degree of control over regulations that establish benefits,
particularly in those cases where the state has made distinctions based on the
so-called ‘suspicious categories’, such as race, colour, sex, language,
religion, political or other opinion, national or social origin, property, birth
or other status, to quote those expressly established in Article 2.1 of the
ICCPR, in Article 3 of the ICESCR and in Article 1.1 of the American Convention
on Human Rights, although it should be mentioned that this list is not
exhaustive.
Protection through the principle of equality and the prohibition of
discrimination can have an ‘additive effect’, that is, to extend an existent
benefit to a category of beneficiaries who were excluded from it. But it should
be emphasized that for this type of protection to be set in motion, it is
necessary that the benefit already exists to some degree. Although a more
vigorous interpretation of the prohibition of discrimination could be imagined
– one that demands, for example, the creation of benefits as a necessary
affirmative measure to prevent or eliminate discrimination – the
abovementioned jurisprudence has still not moved in that direction.
The procedural aspects of protection – which encompass different aspects of
due process guarantees and the right to effective judicial tutelage, as we have
seen – also involve as a prerequisite the existence of legally established
benefits, or procedures oriented to their creation, that constitute the object
of the dispute.
By contrast, some aspects of the right to social security can be identified that
are poorly covered by, or excluded from, these types of indirect protection and
that would benefit from the establishment and implementation of direct
justiciability mechanisms for this right.
In brief it could be said that direct justiciability of the right to social
security at an international level could provide some supplementary substantive
criteria for considering actions, and particularly omissions, on the part of a
state in the establishment of social security benefits. To this end, a
clear determination of the eventualities that should be covered would
provide an important parameter for the detection of non-compliance and
deficiencies.
A second aspect that could be considered is the establishment of parameters for the appropriateness or sufficiency of
benefits, a notion that is partly reflected in the concepts of “minimum
content”, “core content”, “vital or existential minimum” and “core
obligations.” The challenge of this
notion is to link relevant action taken by the state in this matter with
measurable parameters in relation, as a minimum, to the cost of living or the
meeting of basic or life-sustaining needs.
A direct justiciability of the right to social security could add a third aspect
aimed at reinforcing the protection provided by the right to property,
specifically in the social area, in the form of the so-called prohibition
against regressiveness or prohibition of regression in terms of social
rights.
In accordance with this principle, derived from the obligation to deliver a
progressive development of social rights,
a state cannot diminish the content of those rights that it has already
acknowledged. Although the prohibition is not absolute, it inverts the burden of
justification, placing it on the state, and augments the required standard of
justification for deliberately regressive measures. The prohibition against
regressiveness could, for example, narrow the margin that the state has for
justifying restrictions on the right to property in the case of restrictions or
limitations to already existent social rights.
Having said this, and with the aim of not generating unfounded expectations, it
is also necessary to remember that substantive state obligations in regard to
social security are mitigated by the notion of “margin of appreciation”
applicable to the state in the field of economic and social policies.
Consequently, the more serious and visible the violation, the greater the impact
will be of the suggested supplementary protection, particularly in the case of
protection at an international level.
Notes:
References to
“the right to social security” in this article include both contributory
social security and non-contributory or welfare assistance; this
differentiation is omitted as jurisprudence indicates its irrelevance in the
light of protection offered by rights incorporated in civil and political
rights instruments.
See for example,
Andreassen, B.A. (1999). “Article 22”, in Alfredsson, G. and Eide, A.
(comps.), The Universal Declaration of
Human Rights: A Common Standard of Achievement. The Hague: Martinus
Nijhoff Publishers, p. 453-488.
See Courtis, C.
(2003). “El derecho a la
seguridad social en el derecho internacional”, in Abramovich, V., Añón,
M.J. and Courtis, C. (comps.), Derechos
sociales: instrucciones de uso. Mexico: Fontamara, p. 257-270; Scheinin, M. (2001). “The right to
social security”, in Eide, A. Krause, C. and Rosas, A. (comps.), Economic,
Social and Cultural Rights. A textbook. Dordrecht/Boston/London:
Martinus Nijhoff Publishers, 2nd Ed., p. 213-220.
Our general
position on this can be found in Abramovich, V. and Courtis, C. (2004). Los
derechos sociales como derechos exigibles. Madrid: Trotta, 2nd Ed.
See European
Commission of Human Rights, case X v.
The Netherlands, Application No. 4130/69, Decision of 20 July 1971,
Collection 38, p. 9. On the same subject, case Mrs.
X v. The Netherlands, Application No. 5763/72, Decision on admissibility
of 18 December 1973, Collection 45 p. 76.
See European
Court of Human Rights, case Gaygusuz
v. Austria, Application No. 17371/90, Judgment of 16 September 1996,
paras. 39-41. See also case Skorkiewicz
v. Poland, Application No. 39860/98, Decision on admissibility of 1 June
1999, para. 1; case Domalewski v.
Poland, Application No. 34610/97, Decision on admissibility of 15 June
1999, para. 2.
See European
Court of Human Rights, case Willis v.
United Kingdom, Application No. 36042/97, Judgment of 11 June 2002,
paras. 32-36.
See for example European Court of Human Rights,
cases Aunola v. Finland,
Application No. 30517/96, Decision on admissibility of 15 March 2001, para.
2; Buchen v. Czech Republic,
Application No. 36541/97, Judgment of 26
November 2002, para. 46; Van
den Bouwhuijsen and Schuring v.
The Netherlands, Application No. 44658/98, Decision on admissibility of
16 December 2003; Kjartan Asmundsson
v. Iceland, Application No. 60669/00, Judgment of 12 October 2004, para.
39; Pravednaya v. Russia,
Application No. 69529/01, Judgment of 18
November 2004, para. 38; Macovei
and others v. Moldova, Application No.
19253/03, 17667/03, 31960/03, 19263/03, 17695/03 and 31761/03, Judgment
of 25 April 2006, para. 49; Pearson
v. United Kingdom, Application No. 8374/03, Judgment
of 22 August 2006, para. 21.
See European
Commission of Human Rights, case Müller
v. Austria, Application No. 5849/72, Final Report of 1 October 1975, DR
1, para. 32
See European
Court of Human Rights, case Kjartan
Asmundsson v. Iceland, Application No. 60669/00, Judgment of 12 October
2004, para. 45. See also case Azinas
v. Cyprus, Application No. 56679/00, Judgment of 20 June 2002, paras. 44
and 45, in which the Court held that complete denial of a contributory
pension as a form of punishment for committing a crime is a disproportionate
measure that violates Article 1 of Protocol No. 1 to the European
Convention.
See European
Court of Human Rights, case Wessels-Bergervoet
v. The Netherlands, Application No. 34462/97, Judgment of 4 June 2002,
para. 52.
See European
Court of Human Rights, case Pravednaya
v. Russia, Application No. 69529/01, Judgment of 18 November 2004,
paras. 39-41.
See European
Court of Human Rights, case Burdov v.
Russia, Application No. 59498/00, Judgment of 7 May 2002, paras. 40-41.
See European
Court of Human Rights, case Makarova
and others v. Russia, Application No. 7023/03, Judgment of 24 February
2005, paras. 31-33; case Plotnikovy v.
Russia, Application No. 43883/02, Judgement of 24 February 2005, paras.
27-29.
See European
Court of Human Rights, case Poznakhirina
v. Russia, Application No. 25964/02, Judgment of 24 February 2005,
paras. 27-29.
See
Inter-American Commission of Human Rights, case Marzioni
v. Argentina, case 11673, Report 39/96, 11 October 1996, particularly
para. 29.
See ILO
Convention 102, part 6, articles 31-38.
See
Inter-American Court of Human Rights, case Five
Pensioners v. Peru, Judgment of 28 February 2003, paras. 102 and 103.
Ibid, paras. 109, 111, 112, 116-118 and 121.
Ibid, paras. 113-115, 117, 118 and 121.
See European
Court of Human Rights, case Feldbrugge
v. The Netherlands, Application No. 8562/79, Judgment of 29 May 1986,
paras. 26-40, particularly paras. 36-40.
See European
Court of Human Rights, case Deumeland
v. Germany, Application No. 9384/81, Judgement of 29 May 1986, paras.
60-74, particularly paras. 71-74.
See European
Court of Human Rights, case Salesi v.
Italy, Application No. 13023/87, Judgement of 26 February 1993, paras.
17-19.
Ibid, para. 19.
See European
Court of Human Rights, case Burdov v.
Russia, Application No. 59498/00, Judgement of 7 May 2002, paras. 34-38.
See European Court of Human Rights, case Pravednaya v. Russia, Application No. 69529/01, Judgment of 18
November 2004, paras. 24-34; case Makarova and
others v. Russia, Application No. 7023/03, Judgment of 24 February 2005,
paras. 26-30; case
Plotnikovy v. Russia, Application No. 43883/02, 24 February 2005,
paras. 22-26.
See European
Court of Human Rights, case
Poznakhirina v. Russia, Application No. 25964/02, Judgment of 24
February 2005, paras. 22-26
See European
Court of Human Rights, case Macovei
and others v. Moldova, Applications No.
19253/03, 17667/03, 31960/03, 19263/03, 17695/03 and 31761/03, Judgment
of 25 April 2006, paras. 39-46.
See Abramovich
and Courtis, op. cit., p. 184-192.
The equality of
arms principle requires that all parties to a process receive the same
treatment from judicial bodies.
See European
Court of Human Rights, case Feldbrugge
v. The Netherlands, Application No. 8562/79, Judgment of 29 May 1986,
para. 44.
Ibid, para. 45-46.
See European
Court of Human Rights, case Deumeland
v. Germany, Application No. 9384/81, Judgement of 29 May 1986, paras.
76-90.
Ibid, para. 90.
See European
Court of Human Rights, case Burdov v.
Russia, Application No. 59498/00, Judgement of 7 May 2002, para. 35;
case Makarova and others v. Russia,
Application No. 7023/03, Judgement of 24 February 2005, para. 27; case Poznakhirina
v. Russia, Application No. 25964/02, Judgement of 24 February 2005,
para. 23; case Plotnikovy v. Russia, Application No. 43883/02, 24 February 2005,
para. 23.
See
Inter-American Court of Human Rights, case Five
Pensioners v. Peru, Judgment of 28 February 2003, paras. 127-141.
Ibid, particularly paras. 133-138 and 141.
See for example,
Constitutional Court of South Africa, case Khosa
and others v. Minister of Social Development and others, 2004 (6) SA 505
(CC), 4 March 2004 (discrimination in access to social security benefits due
to national origin); Spanish Constitutional Tribunal, Judgments 103/83, of
22 November 1983 (discrimination against men in relation to women in
widower/widow pensions) and 116/87 of 9 July 1987 (unjustified distinctions
between categories of workers for social security purposes); Italian
Constitutional Court, Judgment No. 184 of 1983 (unjustified distinctions
between beneficiaries of disability pensions and old age pensions in regard
to health expenditure exemptions).
See International
Covenant on Civil and Political Rights, art. 26.
See American
Convention on Human Rights, art. 24.
See European
Convention on Human Rights and Fundamental Freedoms, Art. 14. It has to be
specified that Protocol No. 12 to the European Convention on Human Rights
extends the application of the prohibition of discrimination to all rights
established by law (see Art. 1, Protocol No. 12 to the European Convention
of Human Rights). However, by August 2007 there had been only 15
ratifications of this Protocol.
See Human Rights
Committee, case Zwaan de Vries v. The
Netherlands, Application No. 182/1984, view adopted on 9 April 1987.
See Human Rights
Committee, case Broeks v. The
Netherlands, Application No. 172/1984, view adopted on 9 April 1987.
See Human Rights
Committee, case X v.Colombia,
Application No. 1361/2005, view adopted on 14 May 2007.
See European
Court of Human Rights, case Stec and
others v. United Kingdom, Applications No. 65731/01 and 65900/01,
decision on admissibility of 6 July 2005, paras. 54 and 55 and Judgment of
12 April 2006, para. 53.
See European
Court of Human Rights, case Stec and
others v. United Kingdom, Judgment of 12 April 2006, Applications No.
65731/01 and 65900/01, paras. 54-56.
See European
Court of Human Rights, case Gaygusuz
v. Austria, Application No. 17371/90, Judgment of 16 September 1996,
paras. 33-51.
See European
Court of Human Rights, case Koua
Poirrez v. France, Application No. 40892/98, Judgment of 30 September
2003, paras. 46-49.
In addition to
the mechanisms mentioned in section 2, negotiations are currently taking
place in UN bodies for the adoption of a Facultative Protocol to the ICESCR.
The ICESCR includes the right to social security in its Article 9. For more
details on this process, the following websites can be consulted:
<www.ohchr.org/english/issues/escr/intro.htm> and
<www.opicescr-coalition.org>.
The enumeration
in Art. 14 of the European Convention of Human Rights is similar: “…or
any ground such as sex, race, colour, language, religion, political or other
opinion, national or social origin, association with national minority,
property, birth,” in addition to the residual formula “or other
status.”
On this notion
see, in general: Eide, A. (1989). “Realization of Economic, Social and
Cultural Rights. Minimum Threshold Approach”, in the International
Commission of Jurists Journal, No. 43, p. 46-60; Chapman, A. and Russell, S.
(2002). “Introduction”, in Chapman, A. and Russell, S. (eds.), Core
Obligations: Building a Framework for Economic, Social and Cultural Rights.
Amaberes: Intersentia, p. 1-19. In particular on its application to the
right to social security, see Lamarche, L. (2002). “The Right to Social
Security in the International Covenant on Economic, Social and Cultural
Rights”, in Chapman and Russell (eds.), ibid,
p. 87-114.
For more details
on the prohibition against regressiveness, see works compiled in Courtis, C.
(2006). Ni un paso atrás. La prohibición de regresividad en material de derechos
sociales. Buenos Aires: Ed. del Puerto/CEDAL-CELS.
Enshrined in
Art.2.1 of ICESCR, in Art. 26 of the American Convention on Human Rights and
in Art. 1 of the San Salvador Protocol, among other instruments.
|